-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tigkf4VU09dUUqbI8jkPh76iMapTa9dOdtKpwDQ0d+/54drCeTUnf6il9ZY///yW TlHvk81tEv+x+TWxeyDRZQ== 0001012975-03-000281.txt : 20030827 0001012975-03-000281.hdr.sgml : 20030827 20030827150807 ACCESSION NUMBER: 0001012975-03-000281 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030827 GROUP MEMBERS: MAINFIELD ENTERPRISES, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STRATASYS INC CENTRAL INDEX KEY: 0000915735 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 363658792 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46954 FILM NUMBER: 03868441 BUSINESS ADDRESS: STREET 1: 14950 MARTIN DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6129373000 MAIL ADDRESS: STREET 1: 14950 MARTIN DRIVE CITY: EDEN PRAI STATE: MN ZIP: 55344 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAGE CAPITAL GROWTH INC CENTRAL INDEX KEY: 0001226882 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2126519000 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 SC 13G 1 e145463.txt UNITED STATES --------------- SECURITIES AND EXCHANGE COMMISSION OMG APPROVAL WASHINGTON, DC 20549 --------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT [ ])* STRATASYS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 862685104 - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- AUGUST 17, 2003 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement - -------------------------------------------------------------------------------- Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-(c) [_] Rule 13d-1(d) - ---------------------- ----------------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 of 9 Pages 13G CUSIP NO.862685104 PAGE 2 OF 9 PAGES ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Sage Capital Growth, Inc. ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 638,673 (see item 4) _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 638,673 (see item 4) ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 638,673 (see item 4) ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.82% (see item 4) ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* CO ________________________________________________________________________________ 2 of 9 PAGES *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G CUSIP NO.862685104 PAGE 3 OF 9 PAGES ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Mainfield Enterprises, Inc. ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 638,673 (see item 4) _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 638,673 (see item 4) ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 638,673 (see item 4) ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.82% (see item 4) ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* CO ________________________________________________________________________________ 3 of 9 PAGES *SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1. (a) Name of Issuer Stratasys, Inc. (b) Address of Issuer's Principal Executive Offices: 14950 Martin Drive Eden Prairie, Minnesota 55344 ITEM 2. (a) Name of Persons Filing: Sage Capital Growth, Inc. ("Sage") Mainfield Enterprises, Inc. ("Mainfield") (b) Address of Principal Business Office: Sage: 660 Madison Avenue, 18th floor New York, New York 10021 Mainfield: Icaza, Gonzalez-Ruiz & Aleman (BVI) Trust Limited, Wickhams Cay I, Vanterpool Plaza P.O. Box 873, Road Town Tortolla, British Virgin Islands (c) Citizenship: Sage: New York Mainfield: British Virgin Islands (d) Title of Class of Securities: Common Stock, par value $0.01 per share (e) CUSIP Number: 862685104 4 OF 9 PAGES ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSONS FILING ARE A: (a) |_| Broker or dealer registered under Section 15 of the Exchange Act; (b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act; (c) |_| Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) |_| Investment company registered under Section 8 of the Investment Company Act; (e) |_| An Investment advisor in accordance with Rule 13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan of an endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box |X| ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. Sage: (a) Amount Beneficially Owned: 638,673 shares of Common Stock[1] 1 Includes 638,673 shares of Common Stock owned by Mainfield. Excludes 90,000 shares of Common Stock issuable upon the exercise of the warrant issued to Mainfield on August 17, 2003. The terms of the warrant referred to above preclude the holder from exercising such securities to acquire any share of Common Stock to the extent that the acquisition would result in the holder and its affiliates (or any other person whose beneficial ownership would be aggregated with the holder) beneficially owning in excess of 4.999% of the outstanding shares of common stock following such exercise. 5 OF 9 PAGES (b) Percent of Class: 9.82%[2] (c) Number of shares as to which Sage has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 638,673 shares of Common Stock (see Footnote 1) (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 638,673 shares of Common Stock (see Footnote 1) Mainfield: (a) Amount Beneficially Owned: 638,673 shares of Common Stock (see Footnote 1) (b) Percent of Class: 9.82% (see Footnote 2) (c) Number of Shares as to which Mainfield has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 638,673 shares of Common Stock (see Footnote 1) (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 638,673 shares of Common Stock (see Footnote 1) 2 Based on 5,801,243 shares of Common Stock issued and outstanding as of August 17, 2003 as represented by the Issuer to Mainfield, plus the 700,000 shares issued by the Company on August 17, 2003 for a total of 6,501,243 shares of Common Stock. 6 OF 9 PAGES ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Inapplicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Pursuant to an investment management agreement between Mainfield and Sage, Sage has the power to sell or vote on behalf of Mainfield some or all of the shares of Common Stock to which this report relates. Accordingly, under Rule 13d-3(a), Sage may be deemed to be the beneficial owner of shares owned by Mainfield. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Inapplicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. See the Joint Filing Agreement Attached hereto as an Exhibit. ITEM 9. NOTICE OF DISSOLUTION OF THE GROUP. Inapplicable ITEM 10. CERTIFICATION. By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 7 OF 9 PAGES SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Sage Capital Growth, Inc. /S/ AVI VIGDER ------------------------------ Name: Avi Vigder Title: Authorized Signatory Mainfield Enterprises, Inc. /S/ AVI VIGDER ----------------------------- Name: Avi Vigder Title: Authorized Signatory 8 OF 9 PAGES JOINT FILING AGREEMENT In accordance with rule 13d-1(k)(1) of the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other of the attached statement on Schedule 13G, and all amendments thereto, and that such statement, and all amendments thereto, is made on behalf of each of them. IN WITNESS WHEREOF, the undersigned hereby executed this agreement on August 27, 2003. Sage Capital Growth, Inc. /S/ AVI VIGDER -------------------------- Name: Avi Vigder Title: Authorized Signatory Mainfield Enterprises, Inc. /S/ AVI VIGDER -------------------------- Name: Avi Vigder Title: Authorized Signatory 9 OF 9 PAGES -----END PRIVACY-ENHANCED MESSAGE-----